Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Francisco Leslie | 2755940 | 8 | 06/17/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Owen Garth van Syckle | 6474752 | 1 | 06/01/2022 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Paul Edward Burke | 1198819 | 1 | 05/22/2022 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Emilio A Vazquez | 3222414 | 2 | 04/13/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Fermin Alberto Mesina | 4619199 | 2 | 04/13/2022 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Oakley | 1854408 | 2 | 01/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Stephen Pronovost | 1990612 | 16 | 01/11/2022 | Customer Dispute | Settled | $45,534.50 | $0.00 | See FINRA Report |
| John Stephen Pronovost | 1990612 | 16 | 01/06/2022 | Customer Dispute | Settled | $25,968.80 | $0.00 | See FINRA Report |
| Susan Veronica Cruz | 2213628 | 2 | 11/29/2021 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Adam Joseph Wass | 1586317 | 1 | 11/09/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |