Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Mark Sutton | 2661448 | 2 | 06/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Alan Rand | 4037498 | 2 | 06/17/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Peter James Klarides | 1636337 | 5 | 05/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter James Klarides | 1636337 | 5 | 04/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Mark Sutton | 2661448 | 2 | 04/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Christopher Ludwin | 2426244 | 6 | 04/09/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Andrew Christopher Patrick | 2928157 | 4 | 03/26/2008 | Customer Dispute | Denied | $17,889.00 | $0.00 | See FINRA Report |
| Gerard Burke Tautkus | 1005003 | 2 | 03/14/2008 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Ludwin | 2426244 | 6 | 02/25/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brenda Marie Marzynski | 2777997 | 1 | 01/14/2008 | Customer Dispute | Denied | $6,250.00 | $0.00 | See FINRA Report |