Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kian Hoe Soh | 3142530 | 2 | 12/03/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| April Eileen Rice | 1325573 | 2 | 12/02/2008 | Customer Dispute | Denied | $238,875.00 | $0.00 | See FINRA Report |
| Timothy John Bartholomew | 2983798 | 1 | 12/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Reamy Pittman | 1366712 | 2 | 12/01/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Albert William Bergmann | 2800662 | 3 | 11/06/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brennan Vincent Krengel | 4636381 | 2 | 10/27/2008 | Customer Dispute | Denied | $7,133.00 | $0.00 | See FINRA Report |
| John Charles Salvaggio | 1009803 | 1 | 10/02/2008 | Customer Dispute | Denied | $27,882.60 | $0.00 | See FINRA Report |
| Sam N Shaw | 7510879 | 1 | 09/02/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karen Michelle Alba | 5257761 | 1 | 08/28/2008 | Customer Dispute | Denied | $6,848.00 | $0.00 | See FINRA Report |
| James Murray Elliott | 2276124 | 1 | 07/30/2008 | Customer Dispute | Denied | $7,099.47 | $0.00 | See FINRA Report |