Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gerhard Philip Schneider | 2561222 | 2 | 02/27/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jodee Lynn Harris | 4509033 | 1 | 02/25/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
Edward Reamy Pittman | 1366712 | 2 | 02/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Albert William Bergmann | 2800662 | 3 | 02/12/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Gerhard Philip Schneider | 2561222 | 2 | 01/25/2009 | Customer Dispute | Settled | $3,120,000.00 | $0.00 | See FINRA Report |
Mark Raymond Vida | 1595641 | 3 | 01/21/2009 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
Albert William Bergmann | 2800662 | 3 | 01/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Christopher Ludwin | 2426244 | 6 | 01/09/2009 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
Robert Henry Cathcart | 1693037 | 5 | 12/29/2008 | Customer Dispute | Settled | $953,862.00 | $0.00 | See FINRA Report |
April Eileen Rice | 1325573 | 2 | 12/16/2008 | Customer Dispute | Denied | $223,717.00 | $0.00 | See FINRA Report |