Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Tsampas | 2722033 | 1 | 04/11/2011 | Customer Dispute | Denied | $9,770.60 | $0.00 | See FINRA Report |
| Michael Joseph Jennings | 3150185 | 2 | 04/02/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Ludwin | 2426244 | 6 | 03/14/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael William Risko | 1975573 | 4 | 01/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Effingham Deans | 1696906 | 2 | 10/29/2010 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Kenneth David Wright | 1889354 | 1 | 09/20/2010 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Ludwin | 2426244 | 6 | 06/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Christopher Patrick | 2928157 | 4 | 06/22/2010 | Customer Dispute | Denied | $150,818.00 | $0.00 | See FINRA Report |
| Michael William Risko | 1975573 | 4 | 03/19/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jeff Lebowitz | 1038520 | 3 | 03/15/2010 | Customer Dispute | Settled | $95,772.00 | $0.00 | See FINRA Report |