Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Jerry Nocerino | 1152575 | 1 | 02/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Ramirez | 5138151 | 1 | 01/22/2014 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Yeghishe Ayvazyan | 4602218 | 9 | 01/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yeghishe Ayvazyan | 4602218 | 9 | 01/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas W. Moran | 1786203 | 1 | 12/20/2013 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Richard Jon Wilcox | 7319989 | 1 | 11/14/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Jeff Lebowitz | 1038520 | 3 | 10/02/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Wiiliam Woodhouse | 5621862 | 1 | 09/24/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kelli A Menard | 6605722 | 1 | 09/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Maxwell Frost | 6618232 | 1 | 09/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |