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FINRA Broker Disclosures for Infinex Investments, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Henry Cathcart1693037503/16/2016Judgment / Lien$0.00$0.00See FINRA Report
Bonita G Selwaeh4793013111/11/2015Customer DisputeSettled$13,348.00$0.00See FINRA Report
Gregory Wade Gobble2056181210/05/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Walter Armando Romero5527690110/05/2015FinancialFinal$0.00$0.00See FINRA Report
Yeghishe Ayvazyan4602218908/31/2015FinancialFinal$0.00$0.00See FINRA Report
Irma Gladys Stathis6337462108/10/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Frank Thomas Marzella2595051108/07/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Stephen Cornwell2627145107/29/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Henry Cathcart1693037504/22/2015Judgment / Lien$0.00$0.00See FINRA Report
Daniel Lee Sheppard5958924103/11/2015FinancialFinal$0.00$0.00See FINRA Report

266 Results

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