Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Henry Cathcart | 1693037 | 5 | 03/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Bonita G Selwaeh | 4793013 | 1 | 11/11/2015 | Customer Dispute | Settled | $13,348.00 | $0.00 | See FINRA Report |
Gregory Wade Gobble | 2056181 | 2 | 10/05/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Walter Armando Romero | 5527690 | 1 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Yeghishe Ayvazyan | 4602218 | 9 | 08/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Irma Gladys Stathis | 6337462 | 1 | 08/10/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Frank Thomas Marzella | 2595051 | 1 | 08/07/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Stephen Cornwell | 2627145 | 1 | 07/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Henry Cathcart | 1693037 | 5 | 04/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Lee Sheppard | 5958924 | 1 | 03/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |