Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Jaleane Heathfield | 6372828 | 5 | 09/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian Doyle | 4588230 | 2 | 07/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daryle Christopher Graf | 3254947 | 1 | 07/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Brian Doyle | 4588230 | 2 | 03/30/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Oakley | 1854408 | 2 | 03/27/2017 | Customer Dispute | Denied | $6,607.90 | $0.00 | See FINRA Report |
| Robert Henry Cathcart | 1693037 | 5 | 02/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Paul Kinney | 1932083 | 2 | 09/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian J. Coleman | 5334265 | 3 | 08/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bob Azarieh | 2821745 | 2 | 07/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bob Azarieh | 2821745 | 2 | 06/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |