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FINRA Broker Disclosures for Infinex Investments, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 160 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roberto Francisco Leslie2755940806/11/2019Customer DisputeDenied$17,863.60$0.00See FINRA Report
John Stephen Pronovost19906121604/04/2019Customer DisputeSettled$12,086.80$0.00See FINRA Report
John Stephen Pronovost19906121604/04/2019Customer DisputeSettled$30,982.00$0.00See FINRA Report
Robert Earl Peckham2033082301/14/2019Customer DisputeSettled$15,000.00$0.00See FINRA Report
John Stephen Pronovost19906121612/11/2018Customer DisputeSettled$75,000.00$0.00See FINRA Report
Alissa Provanzana5785617111/15/2018Customer DisputeDenied$23,346.70$0.00See FINRA Report
Dennis Leroy Mollison4700121211/12/2018Customer DisputeSettled$5,847.00$0.00See FINRA Report
John Stephen Pronovost19906121610/03/2018Customer DisputeDenied$39,709.00$0.00See FINRA Report
Robert Anthony Martin1370404409/17/2018Customer DisputeSettled$47,000.00$0.00See FINRA Report
John Stephen Pronovost19906121607/27/2018Customer DisputeSettled$511,085.00$0.00See FINRA Report

160 Results

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