Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roberto Francisco Leslie | 2755940 | 8 | 06/11/2019 | Customer Dispute | Denied | $17,863.60 | $0.00 | See FINRA Report |
John Stephen Pronovost | 1990612 | 16 | 04/04/2019 | Customer Dispute | Settled | $12,086.80 | $0.00 | See FINRA Report |
John Stephen Pronovost | 1990612 | 16 | 04/04/2019 | Customer Dispute | Settled | $30,982.00 | $0.00 | See FINRA Report |
Robert Earl Peckham | 2033082 | 3 | 01/14/2019 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
John Stephen Pronovost | 1990612 | 16 | 12/11/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Alissa Provanzana | 5785617 | 1 | 11/15/2018 | Customer Dispute | Denied | $23,346.70 | $0.00 | See FINRA Report |
Dennis Leroy Mollison | 4700121 | 2 | 11/12/2018 | Customer Dispute | Settled | $5,847.00 | $0.00 | See FINRA Report |
John Stephen Pronovost | 1990612 | 16 | 10/03/2018 | Customer Dispute | Denied | $39,709.00 | $0.00 | See FINRA Report |
Robert Anthony Martin | 1370404 | 4 | 09/17/2018 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
John Stephen Pronovost | 1990612 | 16 | 07/27/2018 | Customer Dispute | Settled | $511,085.00 | $0.00 | See FINRA Report |