Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Wilhelm Malone | 5495233 | 5 | 09/27/2021 | Customer Dispute | Pending | $44,000.00 | $0.00 | See FINRA Report |
| Roberto Francisco Leslie | 2755940 | 8 | 07/13/2021 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| Susan Veronica Cruz | 2213628 | 2 | 07/07/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Roberto Francisco Leslie | 2755940 | 8 | 05/14/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Anthony Martin | 1370404 | 4 | 02/10/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Walter Frank Squires | 1955992 | 1 | 02/04/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Jennings | 4682532 | 1 | 01/15/2021 | Customer Dispute | Settled | $16,500.00 | $0.00 | See FINRA Report |
| Roderick Rodriguez | 2680445 | 4 | 11/10/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Derek Wilhelm Malone | 5495233 | 5 | 11/10/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| John Stephen Pronovost | 1990612 | 16 | 10/16/2020 | Customer Dispute | Settled | $43,539.50 | $0.00 | See FINRA Report |