Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Laurin McMillan | 1952011 | 1 | 11/13/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tonya Marie Harper | 2510656 | 1 | 11/06/2003 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Scott Windsor | 2169612 | 1 | 10/16/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Barry Manghan | 1656496 | 2 | 10/02/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rickey Dale Hughes | 2725975 | 2 | 07/28/2003 | Customer Dispute | Denied | $9,960.00 | $0.00 | See FINRA Report |
| Danova Gary Chow | 1983698 | 1 | 06/02/2003 | Customer Dispute | Denied | $6,007.92 | $0.00 | See FINRA Report |
| Tracy Neal Adams | 4412486 | 2 | 12/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Waters | 2421557 | 1 | 11/26/2002 | Customer Dispute | Closed-No Action | $18,806.90 | $0.00 | See FINRA Report |
| Peter James Klarides | 1636337 | 5 | 11/25/2002 | Customer Dispute | Settled | $87,210.20 | $0.00 | See FINRA Report |
| Kenneth Edward Arnesen | 4029958 | 1 | 06/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |