Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Christopher Ludwin | 2426244 | 6 | 02/25/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Brenda Marie Marzynski | 2777997 | 1 | 01/14/2008 | Customer Dispute | Denied | $6,250.00 | $0.00 | See FINRA Report |
Douglas Wayne George | 2519257 | 1 | 09/06/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Ralph Alfonso Giansanti | 1728073 | 3 | 07/24/2007 | Customer Dispute | Settled | $667,589.00 | $0.00 | See FINRA Report |
Ralph Alfonso Giansanti | 1728073 | 3 | 07/24/2007 | Customer Dispute | Settled | $388,287.00 | $0.00 | See FINRA Report |
David George Hanafin | 2275414 | 1 | 05/21/2007 | Customer Dispute | Denied | $5,400.00 | $0.00 | See FINRA Report |
William Steele Coe | 1564742 | 1 | 01/17/2007 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
Robert Patrick Carroll | 1470313 | 1 | 01/11/2007 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
Ralph Alfonso Giansanti | 1728073 | 3 | 12/11/2006 | Customer Dispute | Settled | $1,664,580.00 | $0.00 | See FINRA Report |
Chung Yueh Lin | 4737029 | 1 | 06/26/2006 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |