Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert William Bergmann | 2800662 | 3 | 02/12/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gerhard Philip Schneider | 2561222 | 2 | 01/25/2009 | Customer Dispute | Settled | $3,120,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Vida | 1595641 | 3 | 01/21/2009 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Albert William Bergmann | 2800662 | 3 | 01/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Ludwin | 2426244 | 6 | 01/09/2009 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Robert Henry Cathcart | 1693037 | 5 | 12/29/2008 | Customer Dispute | Settled | $953,862.00 | $0.00 | See FINRA Report |
| April Eileen Rice | 1325573 | 2 | 12/16/2008 | Customer Dispute | Denied | $223,717.00 | $0.00 | See FINRA Report |
| Kian Hoe Soh | 3142530 | 2 | 12/03/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| April Eileen Rice | 1325573 | 2 | 12/02/2008 | Customer Dispute | Denied | $238,875.00 | $0.00 | See FINRA Report |
| Timothy John Bartholomew | 2983798 | 1 | 12/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |