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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard Dwayne Blair22564121004/12/2016RegulatoryFinal$0.00$0.00See FINRA Report
Richard Dwayne Blair22564121010/14/2015RegulatoryFinal$0.00$0.00See FINRA Report
Richard Dwayne Blair22564121010/16/2013RegulatoryFinal$0.00$0.00See FINRA Report
Richard Dwayne Blair22564121006/13/2013RegulatoryFinal$0.00$0.00See FINRA Report
Richard Dwayne Blair22564121003/14/2013RegulatoryFinal$0.00$0.00See FINRA Report
Richard Dwayne Blair22564121001/15/2013Customer DisputeSettled$79,374.00$0.00See FINRA Report
Richard Dwayne Blair22564121012/12/2011RegulatoryFinal$0.00$0.00See FINRA Report
Richard Dwayne Blair22564121009/29/2009RegulatoryFinal$0.00$0.00See FINRA Report
Richard Dwayne Blair22564121010/05/1994RegulatoryFinal$0.00$0.00See FINRA Report
Richard Dwayne Blair22564121010/07/1993Employment Separation After Allegations$0.00$0.00See FINRA Report

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