Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stephens. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Buchanan | 2054470 | 1 | 10/03/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zoe Ann Hines | 709945 | 1 | 08/19/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Kenneth Bennett | 501092 | 1 | 12/26/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Curtis Franklin Bradbury | 810347 | 1 | 12/26/1985 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Durham | 710763 | 1 | 07/01/1985 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Tracie Wallace Brown | 1112957 | 1 | 06/22/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |