Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stephens. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Noah Christopher Merkousko | 6967825 | 1 | 12/09/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Vincent McKelvey | 6593136 | 1 | 11/09/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Kowieski | 5049355 | 1 | 11/25/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lani John Daniels | 2801525 | 1 | 03/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Markay Butler Keith | 5293171 | 1 | 06/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Richard Geller | 2762751 | 1 | 06/21/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dylan Lane Lewis | 2211282 | 1 | 09/21/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joni Marie Hollowell | 4154583 | 3 | 04/24/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Buchanan | 2054470 | 1 | 10/03/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tracie Wallace Brown | 1112957 | 1 | 06/22/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |