Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stephens. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Harold Hogue | 1736405 | 1 | 09/11/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kyle William Jenner | 1441817 | 5 | 08/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Willis Bashore | 721311 | 2 | 04/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Willis Bashore | 721311 | 2 | 04/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allan Mattison Tucker | 501512 | 3 | 08/30/2000 | Customer Dispute | Withdrawn | $230,127.00 | $0.00 | See FINRA Report |
| Kyle William Jenner | 1441817 | 5 | 03/31/2000 | Customer Dispute | Closed-No Action | $24,322.80 | $0.00 | See FINRA Report |
| Briant Charles Noland | 1617780 | 1 | 10/04/1999 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Kyle William Jenner | 1441817 | 5 | 01/11/1999 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Bryan Geoffrey Cook | 2275572 | 1 | 01/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ken Hall Barnett | 1140778 | 5 | 09/11/1998 | Customer Dispute | Settled | $54,031.00 | $0.00 | See FINRA Report |