Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stephens. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle William Jenner | 1441817 | 5 | 09/21/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Abramo Ghelardini | 736108 | 1 | 09/08/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ken Hall Barnett | 1140778 | 5 | 04/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gail Jessie Patterson | 1011707 | 1 | 04/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Edwin Carter | 1136310 | 1 | 04/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joel Brent Akers | 4133460 | 1 | 03/13/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Hillman Zell Jones | 2740414 | 1 | 03/13/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Dierk Lane Cockrell | 1583530 | 3 | 10/05/2012 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Arthur Buring | 1198287 | 2 | 01/24/2012 | Customer Dispute | Settled | $11,022.70 | $0.00 | See FINRA Report |
| Kimby Hobbs O'Briant | 2696073 | 2 | 10/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |