Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stephens. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Martin Levy | 1228353 | 1 | 02/25/1993 | Customer Dispute | Award / Judgment | $10,066.50 | $4,261.00 | See FINRA Report |
| Craig Neyland Lang | 301830 | 1 | 10/15/1990 | Customer Dispute | Award / Judgment | $1,000,000.00 | $9,662.00 | See FINRA Report |
| Robert William Raney | 370850 | 2 | 12/28/1989 | Customer Dispute | Award / Judgment | $26,830.00 | $10,000.00 | See FINRA Report |