Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kami Lyn Vidor | 1962444 | 1 | 05/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Lee Johnson | 6039177 | 1 | 05/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Austin Thomas Riley | 5483874 | 1 | 05/06/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexandre Michel Quilis | 6378279 | 1 | 05/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Frank Endorf | 2668133 | 1 | 04/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terri Michelle Nicholson | 7175823 | 1 | 04/22/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Virginia Chan | 6441827 | 1 | 04/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Keith Demmer | 6439339 | 2 | 04/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Christopher Brewington | 7588918 | 4 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Odis Wellington Hawkins | 6418231 | 1 | 04/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |