Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Christopher Brewington | 7588918 | 4 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gaston Francisco Arguelles | 5478093 | 1 | 07/31/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wesley Clayton Hamilton | 5546613 | 1 | 07/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jessica Suzzane Hickey | 7694481 | 3 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Parker | 5364614 | 1 | 07/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael David Freemyer | 6063731 | 1 | 06/12/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Todd Bradley | 4597332 | 1 | 06/04/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kyle Nodarse | 7816916 | 1 | 06/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Joseph Gregorini | 4421764 | 1 | 06/02/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kraig Thomas Streetman | 6118259 | 1 | 06/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |