Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Neil Sellers | 7808537 | 1 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Issac M Gao | 7194885 | 1 | 01/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dustin Matthew Hill | 4186720 | 8 | 01/11/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erin Dale Schwan | 5757262 | 2 | 01/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria Luisa Samuel | 6339806 | 1 | 12/14/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bindu Octania Verma | 5852820 | 1 | 12/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Khalil Rammal | 2700687 | 1 | 11/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Steven Arrington | 3060454 | 1 | 10/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Werwie | 6463289 | 1 | 10/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Isaih Tylor Levengood | 7582426 | 6 | 09/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |