Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lamar Garey | 3110549 | 1 | 01/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sigmond Wallace Holcomb | 5547252 | 1 | 05/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Merritt Ray Vaughn | 1604536 | 2 | 04/24/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Ellis | 4115192 | 2 | 11/16/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Clennon Williamson | 5508899 | 1 | 11/10/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Gerard Meyer | 3009011 | 1 | 04/02/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ramon Smith | 5148605 | 2 | 03/31/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ramon Smith | 5148605 | 2 | 03/31/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reginald Louis Johnson | 3220490 | 1 | 07/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Timothy Aldrich | 3031415 | 1 | 12/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |