Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tarrell Joseph Florent | 3033653 | 2 | 09/14/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly M McGrath | 5506466 | 1 | 06/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Scott Marxer | 2816890 | 3 | 04/01/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Valentine | 7698877 | 2 | 03/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Valentine | 7698877 | 2 | 01/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Slater | 4546582 | 1 | 12/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Haas | 3027062 | 1 | 06/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Russell | 6339616 | 2 | 01/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Scott Little | 6791553 | 2 | 01/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Todd McClaskie | 2960738 | 1 | 01/13/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |