Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jimmy Alvarez | 6558373 | 1 | 11/20/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Morrow Massari | 4937887 | 1 | 09/01/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Robert McAulay | 2698671 | 2 | 08/23/2001 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Alexis Paul Rivera | 5189676 | 1 | 06/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Glen Vallee | 6069517 | 1 | 03/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Ryan Post | 4044112 | 2 | 02/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Michael Pignataro | 4280518 | 2 | 02/01/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Charlon | 6307865 | 1 | 01/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Austin Sarrio | 5575124 | 1 | 11/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Misty Marie Kern | 7673953 | 2 | 11/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |