Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Taylor Jones | 6009401 | 1 | 11/05/2021 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John William Davis | 2992566 | 1 | 06/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Becky Rose Wilcox | 7788871 | 1 | 05/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timm Gilbert Fredlund Nielsen | 7713872 | 1 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Christopher Brewington | 7588918 | 4 | 02/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tatiana Irina Vogelaar | 6577919 | 1 | 02/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mathew Harold Martin | 7459845 | 1 | 02/05/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |