Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Matthew Hill | 4186720 | 8 | 10/27/2004 | Customer Dispute | Settled | $5,904.46 | $0.00 | See FINRA Report |
| Kenneth M Vega | 6507828 | 1 | 10/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Gross | 2761029 | 1 | 06/07/2004 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Angela Ann Hughes | 5913563 | 2 | 02/27/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Thomas Jarvis | 4082250 | 2 | 01/12/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Tekell | 7899155 | 2 | 12/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Randall Walford | 6552684 | 1 | 12/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Mark Fleming | 3113366 | 1 | 09/11/2003 | Customer Dispute | Denied | $287,000.00 | $0.00 | See FINRA Report |
| Peter John Piotrowski | 4476760 | 1 | 07/15/2003 | Customer Dispute | Withdrawn | $5,064.00 | $0.00 | See FINRA Report |
| Kelly Jay Burns | 3242984 | 2 | 07/11/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |