Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Matthew Hill | 4186720 | 8 | 04/07/2005 | Customer Dispute | Settled | $18,602.80 | $0.00 | See FINRA Report |
| Ronald Gregory Snyder | 1298960 | 1 | 04/04/2005 | Customer Dispute | Closed-No Action | $8,003.97 | $0.00 | See FINRA Report |
| Gregory Allen Hancock | 2999140 | 2 | 03/30/2005 | Customer Dispute | Settled | $13,766.70 | $0.00 | See FINRA Report |
| Anthony Charles Capraro III | 1920107 | 1 | 03/07/2005 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Phillip Mark Pace | 4523310 | 1 | 03/05/2005 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Caleb Shawn Strader | 6370939 | 1 | 03/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Aaron Buck | 4132016 | 1 | 01/26/2005 | Customer Dispute | Settled | $52,024.50 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 01/24/2005 | Customer Dispute | Settled | $11,783.00 | $0.00 | See FINRA Report |
| Leeann Overby | 7909743 | 2 | 12/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 10/27/2004 | Customer Dispute | Settled | $10,565.10 | $0.00 | See FINRA Report |