Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik Phillip Hosking | 6223414 | 1 | 02/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Taylor Berumen | 7469676 | 1 | 09/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kendra Renee Gries | 6195591 | 1 | 08/31/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Cole Campbell | 6165560 | 1 | 06/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Walker | 6556785 | 1 | 05/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephan Thompson Hare | 7691167 | 1 | 05/22/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 05/03/2005 | Customer Dispute | Settled | $38,508.40 | $0.00 | See FINRA Report |
| Jesus Humberto Herrera Juarez | 7504951 | 2 | 04/26/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Storm Thigpen | 6478781 | 1 | 04/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Ann Hughes | 5913563 | 2 | 04/11/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |