Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leeann Overby | 7909743 | 2 | 11/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Tekell | 7899155 | 2 | 10/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene McNaull | 6220025 | 1 | 09/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harvey William Dash | 1339522 | 4 | 08/15/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Keith W Hurst | 3084899 | 1 | 07/14/2006 | Customer Dispute | Denied | $4,200.00 | $0.00 | See FINRA Report |
| Nathan Leslie Thomas | 4430842 | 1 | 06/22/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John L Spears | 2377530 | 1 | 06/09/2006 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Matthew Charles Wessel | 4277233 | 1 | 04/22/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Wright Harvey | 4130037 | 1 | 04/19/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amin Brent Antoine | 3151158 | 3 | 04/19/2006 | Customer Dispute | Denied | $21,008.30 | $0.00 | See FINRA Report |