Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Tyler Harris | 7479654 | 2 | 11/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linda Fay Despain | 3012020 | 1 | 11/02/2007 | Customer Dispute | Settled | $13,485.30 | $0.00 | See FINRA Report |
| Darrick Robert Earegood | 7306845 | 1 | 10/27/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lazaro Alberto Maseda | 2997947 | 1 | 10/10/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| London Iree Arashiro | 6277324 | 1 | 09/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Tyler Harris | 7479654 | 2 | 08/23/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Cooley | 3016929 | 1 | 07/16/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Isaias Martinez Ruiz | 7475507 | 1 | 07/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Joseph Cameron | 3015221 | 1 | 03/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leticia Ponce Oleksy | 3031076 | 1 | 03/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |