Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Bagdasarov | 6423230 | 1 | 07/19/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian James West | 4213903 | 2 | 06/30/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Vargo | 2702092 | 1 | 06/26/2008 | Customer Dispute | Denied | $16,499.60 | $0.00 | See FINRA Report |
| Wilfredo Mendez Morales | 3105243 | 3 | 05/15/2008 | Customer Dispute | Denied | $1,047.07 | $0.00 | See FINRA Report |
| Katherine Margaret Jones | 4230819 | 2 | 04/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aileen Nicole Dugan | 3036090 | 1 | 04/16/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Alicia Miller | 4289811 | 1 | 04/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Ray Brown | 3122597 | 1 | 04/04/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Demetrio Peters | 4616558 | 2 | 03/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Demetrio Peters | 4616558 | 2 | 03/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |