Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Edward Ottoson | 2902084 | 1 | 02/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amin Brent Antoine | 3151158 | 3 | 01/23/2009 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Stephanie Ann South | 4687458 | 1 | 01/19/2009 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Robert Dennis Lindsey | 2156933 | 3 | 01/12/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Copat | 2795108 | 2 | 12/19/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wilfredo Mendez Morales | 3105243 | 3 | 10/27/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Harvey William Dash | 1339522 | 4 | 09/30/2008 | Customer Dispute | Denied | $11,940.00 | $0.00 | See FINRA Report |
| John William Elbin | 6372393 | 1 | 08/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Rosco Monday | 4306626 | 1 | 08/07/2008 | Customer Dispute | Denied | $7,112.00 | $0.00 | See FINRA Report |
| Samuel Joseph Hennemann | 6478805 | 1 | 07/25/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report |