Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Taylor C Forsberg | 7810790 | 1 | 03/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Bradley Nifong | 4707518 | 1 | 03/04/2010 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Ellie Kent Mills | 3050454 | 1 | 02/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willard Murphy | 3015241 | 1 | 02/11/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Thomas Brletich | 7449589 | 1 | 01/16/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ted L Orzehoskie | 4764258 | 1 | 01/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Davis Johnson | 4772003 | 3 | 12/21/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Russell Allan Vorhis Jr | 4352245 | 1 | 12/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dennis Lindsey | 2156933 | 3 | 12/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel P Cavin | 4254082 | 2 | 11/09/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |