Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian James West | 4213903 | 2 | 06/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hubert Ray Parish | 4726252 | 1 | 05/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Alan Martin | 3174945 | 1 | 05/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chester Lee Lewis | 4079468 | 1 | 05/10/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Katherine Carl | 7676594 | 2 | 04/23/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Awan A Kazi | 5369336 | 1 | 04/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Brian Lane | 5389125 | 1 | 04/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dixie Lynn Turman | 3064366 | 1 | 04/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rocco Gerard Casinelli | 2423460 | 1 | 04/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Douglas Jackson | 4642771 | 1 | 03/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |