Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy U Masincupp | 4296700 | 1 | 06/30/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian L Johnson | 3060206 | 1 | 01/18/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jessica Suzzane Hickey | 7694481 | 3 | 12/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Geams Campbell | 4421037 | 1 | 12/01/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| El Kyle Brooks | 4640829 | 3 | 12/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Moriah Cassandra Birkle | 7658293 | 1 | 11/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Gardner Brigham | 5877189 | 1 | 11/04/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Patrick Martinek | 7611824 | 2 | 11/02/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trudy Lynn Goldsmith | 4516096 | 1 | 10/21/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| James Keith Demmer | 6439339 | 2 | 10/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |