Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Paul Apple | 1720485 | 1 | 05/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dusty Lynn Treat | 4979610 | 2 | 05/22/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn McIlravy | 5527758 | 1 | 05/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Collins | 4695986 | 1 | 05/05/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wesley Minton | 7788645 | 1 | 04/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikki McCauley | 4989207 | 1 | 03/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hayward Sparks | 3023070 | 1 | 03/22/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Trudeau | 7787675 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denton Atkinson | 7114945 | 1 | 03/01/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Robert Clark | 4802578 | 1 | 03/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |