Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| El Kyle Brooks | 4640829 | 3 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilder Saint-Velus | 5775200 | 2 | 11/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Patrick Patros | 7758520 | 1 | 11/25/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dana Andrew Kerr | 4862985 | 1 | 10/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Lee Manis | 4488794 | 1 | 10/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Deprine Gibbs | 3243100 | 1 | 09/27/2018 | Customer Dispute | Closed-No Action | $11,363.50 | $0.00 | See FINRA Report |
| Emond Falaq Richardson | 6492682 | 1 | 09/11/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peyton Silas Pettus | 4289431 | 2 | 08/09/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam David Karol | 6615610 | 1 | 08/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Howard Barracliff | 3217011 | 1 | 07/24/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |