Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Dean Lemmert | 6501013 | 1 | 05/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Consuelo Miller | 7697057 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Clement Piscitelli | 6110840 | 1 | 04/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Yvonne Vella | 3009621 | 1 | 04/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Bruce White | 6605365 | 1 | 03/27/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Brendan Ledwidge | 3014837 | 1 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maggie E Dutton | 3008745 | 1 | 03/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristine Nelson Facto | 4389214 | 1 | 03/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jayson Durand Judy | 5913529 | 1 | 02/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Dudek | 5751866 | 1 | 01/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |