Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Freeman Merrill | 4235640 | 1 | 11/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Isaih Tylor Levengood | 7582426 | 6 | 10/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joy T Estes | 3024356 | 1 | 10/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Hurley Brooksher | 7040493 | 1 | 10/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Michael Ellis | 4115192 | 2 | 10/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rinkit Amin | 5920661 | 1 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Davis Johnson | 4772003 | 3 | 09/27/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hayward Warren Hargrove | 6438134 | 1 | 09/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Drew Davis | 2999936 | 1 | 08/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Garrett David Schafer | 5659719 | 1 | 08/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |