Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Greg Herbert Manley | 5637040 | 1 | 02/25/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Francis Wong | 5901262 | 1 | 02/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edmundo Garcia | 6327449 | 2 | 02/14/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Joseph Hanson | 3009055 | 1 | 02/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Blake | 6639241 | 1 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Slaughter | 5903991 | 1 | 01/29/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Edward Carlton | 6646354 | 1 | 01/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Roger Bartshe | 4804022 | 2 | 01/26/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Kyle Tupa | 7061901 | 1 | 01/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bryan Schexnayder | 5561144 | 1 | 01/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |