Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dustin Matthew Hill | 4186720 | 8 | 10/27/2004 | Customer Dispute | Settled | $5,904.46 | $0.00 | See FINRA Report |
Brian Michael Gross | 2761029 | 1 | 06/07/2004 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
Dustin Matthew Hill | 4186720 | 8 | 03/18/2003 | Customer Dispute | Settled | $31,075.00 | $0.00 | See FINRA Report |
William Matthew Burris | 2008429 | 1 | 11/01/2002 | Customer Dispute | Settled | $13,825.90 | $0.00 | See FINRA Report |
Diana Devito | 3061205 | 1 | 05/06/2002 | Customer Dispute | Settled | $25,675.30 | $0.00 | See FINRA Report |
Victor W Pulizzano | 1053522 | 1 | 11/16/2000 | Customer Dispute | Settled | $18,500.00 | $0.00 | See FINRA Report |
Robert Wayne Williams | 3012872 | 2 | 12/18/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
James Scott Marxer | 2816890 | 3 | 12/11/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |