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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 21-28 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dustin Matthew Hill4186720810/27/2004Customer DisputeSettled$5,904.46$0.00See FINRA Report
Brian Michael Gross2761029106/07/2004Customer DisputeSettled$390,000.00$0.00See FINRA Report
Dustin Matthew Hill4186720803/18/2003Customer DisputeSettled$31,075.00$0.00See FINRA Report
William Matthew Burris2008429111/01/2002Customer DisputeSettled$13,825.90$0.00See FINRA Report
Diana Devito3061205105/06/2002Customer DisputeSettled$25,675.30$0.00See FINRA Report
Victor W Pulizzano1053522111/16/2000Customer DisputeSettled$18,500.00$0.00See FINRA Report
Robert Wayne Williams3012872212/18/1998Customer DisputeSettled$50,000.00$0.00See FINRA Report
James Scott Marxer2816890312/11/1998Customer DisputeSettled$50,000.00$0.00See FINRA Report

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