Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dennis Lindsey | 2156933 | 3 | 01/12/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Linda Fay Despain | 3012020 | 1 | 11/02/2007 | Customer Dispute | Settled | $13,485.30 | $0.00 | See FINRA Report |
| Timothy Wright Harvey | 4130037 | 1 | 04/19/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 05/03/2005 | Customer Dispute | Settled | $38,508.40 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 04/07/2005 | Customer Dispute | Settled | $18,602.80 | $0.00 | See FINRA Report |
| Gregory Allen Hancock | 2999140 | 2 | 03/30/2005 | Customer Dispute | Settled | $13,766.70 | $0.00 | See FINRA Report |
| Phillip Mark Pace | 4523310 | 1 | 03/05/2005 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Richard Aaron Buck | 4132016 | 1 | 01/26/2005 | Customer Dispute | Settled | $52,024.50 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 01/24/2005 | Customer Dispute | Settled | $11,783.00 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 10/27/2004 | Customer Dispute | Settled | $10,565.10 | $0.00 | See FINRA Report |