Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Matthew Hill | 4186720 | 8 | 07/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Byron Heberto Estrada | 4835863 | 1 | 02/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John William Davis | 2992566 | 1 | 06/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dustin Matthew Hill | 4186720 | 8 | 01/11/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erin Dale Schwan | 5757262 | 2 | 01/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Drew Davis | 2999936 | 1 | 08/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Terrell Luster | 5807024 | 1 | 05/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Robert McAulay | 2698671 | 2 | 02/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Peter Schmick | 3128394 | 1 | 02/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Greg Hullen | 5525268 | 1 | 07/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |