Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rachael Lynn Spoon | 6482906 | 1 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Atkinson | 5010568 | 1 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myra Elizabeth Howard | 5901856 | 1 | 12/20/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Wayne Clark | 3199836 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Electra Eiras Armstead | 7497474 | 1 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |