Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam David Karol | 6615610 | 1 | 08/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| El Kyle Brooks | 4640829 | 3 | 11/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Suzzane Hickey | 7694481 | 3 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Delgado | 7696796 | 1 | 08/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Paul Apple | 1720485 | 1 | 05/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn McIlravy | 5527758 | 1 | 05/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Minton | 7788645 | 1 | 04/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Trudeau | 7787675 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Caleb Dupuy | 7752337 | 1 | 01/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Case | 6769233 | 1 | 01/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |