Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephan Thompson Hare | 7691167 | 1 | 05/22/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesus Humberto Herrera Juarez | 7504951 | 2 | 04/26/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Storm Thigpen | 6478781 | 1 | 04/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caleb Shawn Strader | 6370939 | 1 | 03/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leeann Overby | 7909743 | 2 | 12/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth M Vega | 6507828 | 1 | 10/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Tekell | 7899155 | 2 | 12/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Randall Walford | 6552684 | 1 | 12/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ariel E Garza | 5166241 | 1 | 05/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Cano | 6071567 | 1 | 04/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |