Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Tyler Harris | 7479654 | 2 | 08/23/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Isaias Martinez Ruiz | 7475507 | 1 | 07/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leeann Overby | 7909743 | 2 | 11/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Tekell | 7899155 | 2 | 10/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene McNaull | 6220025 | 1 | 09/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erik Phillip Hosking | 6223414 | 1 | 02/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Taylor Berumen | 7469676 | 1 | 09/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kendra Renee Gries | 6195591 | 1 | 08/31/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Cole Campbell | 6165560 | 1 | 06/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Walker | 6556785 | 1 | 05/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |