Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Owen Rich | 6223427 | 1 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachery Moore | 7205029 | 1 | 10/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Lander Haynes Kelly | 4938314 | 1 | 10/05/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Cliborne Simpkins | 4654575 | 1 | 09/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Misty Marie Kern | 7673953 | 2 | 08/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Peters | 3069791 | 1 | 08/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Daniel Adcock | 7414419 | 1 | 07/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachael Lynn Spoon | 6482906 | 1 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Atkinson | 5010568 | 1 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Wayne Clark | 3199836 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |