Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dana Andrew Kerr | 4862985 | 1 | 10/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Lee Manis | 4488794 | 1 | 10/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peyton Silas Pettus | 4289431 | 2 | 08/09/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam David Karol | 6615610 | 1 | 08/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Howard Barracliff | 3217011 | 1 | 07/24/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Gawron | 6387800 | 1 | 07/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles David Pelt | 5750940 | 1 | 06/25/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howell Phillip Bell | 2976158 | 1 | 05/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Anderson Grant | 6292467 | 1 | 05/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| El Kyle Brooks | 4640829 | 3 | 11/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |